From The Publisher | Commissioner Lara Highlights Regulatory Changes | SEC Report Asks for Debate with New “Accredited Investor” | Insurance Regs, Bulletins, and Legislation | DOL Resources
Weekly snippets from the Insurance Compliance Insight (ICI) Newsletter. A weekly subscription service published by an insurance compliance professional for insurance compliance professionals!
From the Publisher’s Desk
This is our last issue of 2023, and Kitty Cole retires on December 29, and our next issue is on January 2, 2024. In addition to being a great friend, Kitty has been indispensable in the transition to the new website and deciphering the files we received as part of the acquisition of Insurance Compliance Insight…
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Commissioner Lara Highlights Regulatory Changes in Testimony on Sustainable Insurance Strategy: Consumer Watchdog Encourages More Scrutiny
Commissioner Ricardo Lara testified before the state assembly members on December 13, 2023, and consistent with the press release issued by the California Department of Insurance, Lara opened his testimony before the Assembly Committee on Insurance with the statement that “California is at an insurance crossroads and for many Californians this is an insurance emergency.…
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SEC Report Asks for Debate with New “Accredited Investor” Review: Will Income and Net Worth Thresholds be Replaced?
Under the Dodd-Frank Act, the Securities and Exchange Commission (“SEC”) is required to review the definition of an Accredited Investor definition, as it relates to natural persons, at least every four years. The most recent review was in 2019.
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Insurance Regulations, Bulletins, and Legislation
Alphabetically by line of business/topic and then by state.
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Resources: DOL Proposed Fiduciary Rule
We will update this page with new information that becomes available regarding the DOL proposed regulatory amendments.
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